SEC Rule 10b-5

Results: 780



#Item
191Securities Exchange Act / Financial regulation / Government / Financial economics / United States securities law / SEC Rule 10b-5 / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 14, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-14 15:14:03
192Accountancy / Vitesse Semiconductor / Public Company Accounting Oversight Board / U.S. Securities and Exchange Commission / Securities Act / Securities Exchange Act / Sarbanes–Oxley Act / Securities regulation in the United States / SEC Rule 10b-5 / United States securities law / Business / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 23, 2014 ACCOUNTING AND AUDITING ENFORCEMENT

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Source URL: www.sec.gov.

Language: English - Date: 2014-10-23 17:32:37
193Matrixx Initiatives /  Inc. v. Siracusano / SEC Rule 10b-5 / Securities Act / TSC Industries /  Inc. v. Northway /  Inc. / Contract / Case law / United States securities law / Law / Contract law

Microsoft Word - Omnicare reply brief _13-435_.docx

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Source URL: sblog.s3.amazonaws.com

Language: English - Date: 2014-09-26 09:05:52
194Finance / Depository Trust & Clearing Corporation / Securities regulation in the United States / SEC Rule 10b-5 / Securities and Exchange Commission / Financial economics / Securities / Financial system

SEC Complaint: Jonathan P. Flom

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Source URL: www.sec.gov

Language: English - Date: 2014-09-23 16:01:07
195Matrixx Initiatives /  Inc. v. Siracusano / SEC Rule 10b-5 / Securities Act / TSC Industries /  Inc. v. Northway /  Inc. / Contract / Case law / United States securities law / Law / Contract law

Microsoft Word - Omnicare reply brief _13-435_.docx

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Source URL: www.americanbar.org

Language: English - Date: 2014-09-26 11:39:01
196Private Securities Litigation Reform Act / Tort law / Scienter / Tellabs /  Inc. v. Makor Issues & Rights /  Ltd. / Basic Inc. v. Levinson / SEC Rule 10b-5 / Federal Rules of Civil Procedure / Matrixx Initiatives /  Inc. v. Siracusano / Class action / Law / United States securities law / Lawsuits

Case 5:12-cv[removed]SOH Document 146 Filed[removed]Page 1 of 7 PageID #: 2456 IN THE UNITED STATES DISTRICT COURT WESTERN DISTRICT OF ARKANSAS

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Source URL: blogs.reuters.com

Language: English - Date: 2014-11-14 17:58:21
197SEC Rule 10b-5 / Equal Access to Justice Act / Law / Matrixx Initiatives /  Inc. v. Siracusano / Mistake

No[removed]In the Supreme Court of the United States OMNICARE, INC., ET AL., PETITIONERS v. LABORERS DISTRICT COUNCIL

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Source URL: www.americanbar.org

Language: English - Date: 2014-06-09 21:06:09
198Financial regulation / SEC Rule 10b-5 / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities Act / United States / Financial system / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 29, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-29 17:32:49
199Electronics manufacturing / Nvidia / Scienter / Solder / SEC Rule 10b-5 / Thermal profiling / Law / United States securities law / Private Securities Litigation Reform Act

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT IN RE: NVIDIA CORPORATION

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Source URL: cdn.ca9.uscourts.gov

Language: English - Date: 2014-10-01 17:00:45
200Herbalife / Nutrition / Investment / MGM-31 Pershing / Insider trading / Bill Ackman / SEC Rule 10b-5 / U.S. Securities and Exchange Commission / Securities Exchange Act / United States securities law / Business / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 30, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-30 13:10:01
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